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Current Employers
Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-07-23
  • WA RA
    APPROVED
    Since 2021-07-23

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Redmond, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bellevue WA 12/1995 11/2019
Nwam, Llc Dba Northwest Asset Management Mercer Island WA 03/2021 Present
Bmw Of Bellevue Bellevue WA 09/2020 09/2020
Ups Redmond WA 11/2020 01/2021
Unemployed Redmond WA 11/2019 09/2020
  • 12/1995 → 11/2019
    Charles Schwab & Co., Inc.
    Bellevue, WA
  • 03/2021 → Present
    Nwam, Llc Dba Northwest Asset Management
    Mercer Island, WA
  • 09/2020 → 09/2020
    Bmw Of Bellevue
    Bellevue, WA
  • 11/2020 → 01/2021
    Ups
    Redmond, WA
  • 11/2019 → 09/2020
    Unemployed
    Redmond, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 1996-04-15
  • S65 Uniform Investment Adviser Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    1996-04-15

View on SEC IAPD

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