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Current Employers
Cl Wealth Management Llc

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-16
OK RA APPROVED 2017-06-27
  • CA RA
    APPROVED
    Since 2019-07-16
  • OK RA
    APPROVED
    Since 2017-06-27

Branch Locations

Broken Arrow, OK • United States

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilbanks Securities Oklahoma City OK 01/2002 05/2017
Wilbanks Securities Advisory Oklahoma City OK 05/2016 05/2017
Cabot Lodge Securities Llc Broken Arrow OK 05/2017 Present
Cl Wealth Management Llc New York NY 06/2017 Present
  • 01/2002 → 05/2017
    Wilbanks Securities
    Oklahoma City, OK
  • 05/2016 → 05/2017
    Wilbanks Securities Advisory
    Oklahoma City, OK
  • 05/2017 → Present
    Cabot Lodge Securities Llc
    Broken Arrow, OK
  • 06/2017 → Present
    New York, NY
Previous Registrations
  • 2006-09-29 → 2017-06-27
    Wilbanks Securities Advisory
    Oklahoma City, OK
    Broken Arrow, OK
Other Businesses

1) TRACK GUYS, LLC, BUSINESS MANAGER, PUT ON PERFORMANCE DRIVING EVENTS, 01/2007, NOT INVESTMENT RELATED, BROKEN ARROW, OK. 5 HOURS PER MONTH DURING NON-TRADING HOURS AND ZERO HOURS A MONTH DURING TRADING HOURS, NO COMPENSATION, SETS UP REGISTRATION WEBSITES, Q&A, SOLVES ISSUES, NEGOTIATE AND SIGN CONTRACTS FOR VENUES AND OTHER PARTS OF THE EVENTS, PAY ALL BILLS. 2) DESTINY FINANCIAL SERVICES-DBA-ADVISORY AND INSURANCE BUSINESS, INVESTMENT RELATED, AGENT/OWNER BROKEN ARROW, OK 25 HOURS PER MONTH, 2 HOURS PER MONTH DURING TRADING HOURS. 3) HALLETT MOTOR RACING CIRCUIT, NON-INVESTMENT RELATED, JENNINGS, OK, PRIVATE BUSINESS, CORNER WORKER/MARSHALL, 3/2018, 100 HOURS PER MONTH, 8 HOURS PER MONTH DURING TRADING HOURS, CORNER WORKER/MARSHALL FOR AUTO AND MOTORCYCLE RACING AND TRAINING EVENTS. THIS IS A SAFETY POSITION. 4) THE QUANTUM GROUP, USA, INC, WRITING FIXED ANNUITY WITH NATIONAWIDE, INVESTMENT RELATED, SCOTTSDALE, AZ, AGENT, 9/2020, FIVE HOURS PER MONTH, 2 HOURS DURING TRADING HOURS, SALES OF FIXED INDEXED ANNUITY PRODUCT AND SERVICING EXISTING CLIENTS WHO OWN THE ANNUITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-14
S65 Uniform Investment Adviser Law Examination 1995-05-31
S63 Uniform Securities Agent State Law Examination 1988-05-23
  • S66 Uniform Combined State Law Examination
    2006-09-14
  • S65 Uniform Investment Adviser Law Examination
    1995-05-31
  • S63 Uniform Securities Agent State Law Examination
    1988-05-23

View on SEC IAPD

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