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425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-16 |
| OK | RA | APPROVED | 2017-06-27 |
Branch Locations
Broken Arrow, OK • United States
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wilbanks Securities | Oklahoma City | OK | 01/2002 | 05/2017 |
| Wilbanks Securities Advisory | Oklahoma City | OK | 05/2016 | 05/2017 |
| Cabot Lodge Securities Llc | Broken Arrow | OK | 05/2017 | Present |
| Cl Wealth Management Llc | New York | NY | 06/2017 | Present |
1) TRACK GUYS, LLC, BUSINESS MANAGER, PUT ON PERFORMANCE DRIVING EVENTS, 01/2007, NOT INVESTMENT RELATED, BROKEN ARROW, OK. 5 HOURS PER MONTH DURING NON-TRADING HOURS AND ZERO HOURS A MONTH DURING TRADING HOURS, NO COMPENSATION, SETS UP REGISTRATION WEBSITES, Q&A, SOLVES ISSUES, NEGOTIATE AND SIGN CONTRACTS FOR VENUES AND OTHER PARTS OF THE EVENTS, PAY ALL BILLS. 2) DESTINY FINANCIAL SERVICES-DBA-ADVISORY AND INSURANCE BUSINESS, INVESTMENT RELATED, AGENT/OWNER BROKEN ARROW, OK 25 HOURS PER MONTH, 2 HOURS PER MONTH DURING TRADING HOURS. 3) HALLETT MOTOR RACING CIRCUIT, NON-INVESTMENT RELATED, JENNINGS, OK, PRIVATE BUSINESS, CORNER WORKER/MARSHALL, 3/2018, 100 HOURS PER MONTH, 8 HOURS PER MONTH DURING TRADING HOURS, CORNER WORKER/MARSHALL FOR AUTO AND MOTORCYCLE RACING AND TRAINING EVENTS. THIS IS A SAFETY POSITION. 4) THE QUANTUM GROUP, USA, INC, WRITING FIXED ANNUITY WITH NATIONAWIDE, INVESTMENT RELATED, SCOTTSDALE, AZ, AGENT, 9/2020, FIVE HOURS PER MONTH, 2 HOURS DURING TRADING HOURS, SALES OF FIXED INDEXED ANNUITY PRODUCT AND SERVICING EXISTING CLIENTS WHO OWN THE ANNUITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-14 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-23 |
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