Wayne William Schluchter

Current Employers

Employment History

• 08/2012 → 09/2018
  Commonwealth Financial Network
  San Diego, CA
• 08/2012 → 09/2018
  Schluchter Investment Advisors
  St. Cloud, MN
• 09/2018 → Present
  Rbc Capital Markets Llc
  St. Cloud, MN

Previous Registrations

• 2014-01-21 → 2018-09-17
  Commonwealth Financial Network
  St. Cloud, MN
  San Diego, CA
• 2018-02-27 → 2018-09-05
  Schluchter Investment Advisors, Inc.
  St Cloud, MN
• 2004-08-03 → 2005-03-01
  First Allied Securities, Inc.
  St. Cloud, MN
  St. Cloud, MN

Other Businesses

(1)ST. CLOUD TECHNICAL HIGH SCHOOL-ASSISTANT VARSITY FOOTBALL COACH;NON-INVESTMENT RELATED; NOT AT BRANCH LOCATION; (2)2020CELLULARUS, LLC; MEMBER AND OWNER; ENTITY CREATED TO OPERATE MOBILE PHONE STORES; NOT CONDUCTED AT BRANCH; NOT INVESTMENT RELATED (3) Name of business: Dowg Pact Partnership Business Description: Investment Partnership Whether the business is investment-related: no Address: 17616 Waters Edge Ct Cold Spring, MN 56320 Capacity: Owner - Passive Start Date: 01/01/91 Duties: Supply information & execute trades Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (4) Name of business: Dowg Pact Partnership III Business Description: Investment Partnership Whether the business is investment-related: no Address: 17616 Waters Edge CT Cold Spring, MN 56320 Capacity: Owner - Passive Start Date: 04/20/09 Duties: passive investor who listens to updates provided by other partners. Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (5) Name of Entity - Schluchter Investment Advisors LLC Address - 622 Roosevelt Rd #160 St Cloud, MN 56301 Business Description - Investment Firm Business is investment related Projected Start Date: 03/17/1997 Capacity: Owner - Other Duties Performed: I formerly led the organization. Hours Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 (6)NAME OF ENTITY: DISTRICT SQUARE LLC; ADDRESS: 622 ROOSEVELT RD ST CLOUD, MN 56301; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: LLC ESTABLISHED FOR OWNERSHIP OF 622 ROOSEVELT RD OFFICE BUILDING; CAPACITY: OWNER-PASSIVE; START DATE: 10/2009; DUTIES: NONE; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (7) NAME: NDSU Foundation & Alumni Association Non-investment related 1241 North University Dr., Fargo, ND 58102 Fundraising & outreach supporting NDSU across campus Director 1 hour per month 0 hours during securities trading hours Currently serving on nominating committee which is charged with review of current directors & recruitment of new directors

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-09
• S63 Uniform Securities Agent State Law Examination
  1988-04-04

Other Names

• Wayne W Schluchter