David Lyn Sigler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-05-01

WI RA
APPROVED

Since 2025-05-01

Branch Locations

Verona, WI • United States

5944 Seminole Ctr Ct Ste 200, Madison, WI 53711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H. Beck, Inc.	Rockville	MD	12/2010	03/2021
Grove Point Advisors, Llc	Rockville	MD	04/2021	05/2025
Grove Point Investments, Llc	Rockville	MD	04/2021	05/2025
Lpl Financial Llc	Verona	WI	05/2025	Present

12/2010 → 03/2021

H. Beck, Inc.

Rockville, MD
04/2021 → 05/2025

Grove Point Advisors, Llc

Rockville, MD
04/2021 → 05/2025

Grove Point Investments, Llc

Rockville, MD
05/2025 → Present

Lpl Financial Llc

Verona, WI

Previous Registrations

2021-04-01 → 2025-05-01

Grove Point Advisors, Llc

Rockville, MD

Verona, WI

Rockville, MD
2010-12-09 → 2021-04-01

Grove Point Investments, Llc

Rockville, MD

Verona, WI
1991-04-26 → 2010-11-08

Harbour Investments, Inc.

Waunakee, WI

Sauk City, WI

Madison, WI

Other Businesses

1- David Sigler - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 03/01/1988 - 1 hour per month/ during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-03-02

S63 Uniform Securities Agent State Law Examination

1988-03-02

View on SEC IAPD