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Diana K Gray

Bass And Bell, Inc.

Little Rock, AR

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Current Employers
Bass And Bell, Inc.

1 Information Way Suite 200, Little Rock, AR 72202 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-12-07
  • AR RA
    APPROVED
    Since 2020-12-07

Branch Locations

1 Information Way Suite 200, Little Rock, AR 72202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Little Rock AR 01/2009 03/2019
Bass And Bell, Inc. Little Rock AR 04/2019 Present
  • 01/2009 → 03/2019
    Raymond James & Associates, Inc
    Little Rock, AR
  • 04/2019 → Present
    Bass And Bell, Inc.
    Little Rock, AR
Previous Registrations
  • 2008-05-14 → 2009-02-02
    Morgan Stanley & Co. Llc
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-07
S63 Uniform Securities Agent State Law Examination 1993-02-19
  • S66 Uniform Combined State Law Examination
    2020-12-07
  • S63 Uniform Securities Agent State Law Examination
    1993-02-19
Other Names
  • Diana Wofford Speaks
  • Diana K Speaks
  • Diana K. Wofford
  • Diana K. Burrow

View on SEC IAPD

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