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North Plainfield, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hillgate Financial, Llc | North Plainfield | NJ | 01/2004 | Present |
I AM REGISTERED WITH NATIONAL FUTURES ASSOCIATION AS A COMMODITIES TRADING ADVISOR. IN ADDITION, I AM AN INSURANCE AGENT AND TAX PREPARER. I DO NOT MANAGE MONEY. I DO ONLY RESEARCH DURING THE WEEKENDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-11 |
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