Best Investors Account Sign in
Inactive

Leonardo Mesa

F L Putnam Investment Management Co.

Amherst, NY

Claim This Profile
Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-27
NY RA APPROVED 2025-07-21
  • FL RA
    APPROVED
    Since 2025-10-27
  • NY RA
    APPROVED
    Since 2025-07-21

Branch Locations

100 Corporate Parkway Suite 308, Amherst, NY 14226 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arbor Capital Management Corp Miami Lakes FL 02/2009 12/2024
F.L. Putnam Investment Management Co. Amherst NY 07/2024 Present
  • 02/2009 → 12/2024
    Arbor Capital Management Corp
    Miami Lakes, FL
  • 07/2024 → Present
    F.L. Putnam Investment Management Co.
    Amherst, NY
Previous Registrations
  • 2010-10-12 → 2024-12-06
    Arbor Capital Management Corp
    Miami Lakes, FL
    Weston, FL
  • 1994-11-29 → 2008-09-30
    Strategic Advisers Llc
    Fort Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-18
S63 Uniform Securities Agent State Law Examination 1992-03-25
  • S65 Uniform Investment Adviser Law Examination
    1998-05-18
  • S63 Uniform Securities Agent State Law Examination
    1992-03-25
Designations
Other Names
  • Leo Mesa
  • Leonardo Mesa
  • Leonard Mesa

View on SEC IAPD

More in Amherst, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor