Carlos Javier Garza

Current Employers

Isc Advisors, Inc.

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-11-21

TX RA
APPROVED

Since 2016-11-21

Branch Locations

Plano, TX • United States

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Institutional Securities Corp	Dallas	TX	07/2000	Present
Isc Advisors, Inc.	Dallas	TX	10/2016	Present

07/2000 → Present

Institutional Securities Corp

Dallas, TX
10/2016 → Present

Isc Advisors, Inc.

Dallas, TX

Other Businesses

1) Boardwalk Beach Resort Florida, owner, condo as vacation/investment property periodic rental income, 5 % of time devoted to this activity. 2) Garza Financial Group, LLC, Managing Member, started January 2017, Plano, TX less than 1% of time devoted to other business with none during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-19
S63	Uniform Securities Agent State Law Examination	1988-02-29

S65 Uniform Investment Adviser Law Examination

2016-11-19
S63 Uniform Securities Agent State Law Examination

1988-02-29