John W Shaffer

Current Employers

Latitude Advisors, Llc

Yorkville, IL • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-01-03

PA RA
APPROVED

Since 2019-01-03

Branch Locations

East Freedom, PA • United States

Yorkville, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
John Shaffer Insurance	East Freedom	PA	01/1978	Present
Signator Investors, Inc.	East Freedom	PA	05/2016	11/2018
Royal Alliance Associates, Inc.	East Freedom	PA	11/2018	01/2019
Gwn Securities, Inc.	Palm Beach Gardens	FL	01/2019	Present

01/1978 → Present

John Shaffer Insurance

East Freedom, PA
05/2016 → 11/2018

Signator Investors, Inc.

East Freedom, PA
11/2018 → 01/2019

Royal Alliance Associates, Inc.

East Freedom, PA
01/2019 → Present

Gwn Securities, Inc.

Palm Beach Gardens, FL

Previous Registrations

2018-11-02 → 2018-12-31

Osaic Wealth, Inc.

East Freedom, PA

Nashville, TN
2016-05-13 → 2018-11-02

Signator Investors, Inc.

Gold River, CA

East Freedom, PA

Nashville, TN
2008-01-15 → 2016-05-13

Transamerica Financial Advisors, Llc

Gold River, CA

Nutley, NJ

St. Petersburg, FL

East Freedom, PA

Harrisburg, PA

East Freedom, PA

Other Businesses

1)JOHN SHAFFER FINANCIAL, 126 WHISTLE LN , EAST FREEDOM PA, INVESTMENT RELATED, LIFE, HEALTH AND FIXED ANNUITY, 01/1978 OWNER. 32HRS/MO, 25HRS/MO DURING TRAD HRS 2)FIXED INSURANCE SALES, 126 WHISTLE LN, EAST FREEDOM, PA, SALES OF FIXED INS & FIXED ANNUITIES, INV-REL, START 2/1978, 20 HRS/MO, 10 HRS/MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-04-04

S63 Uniform Securities Agent State Law Examination

1988-04-04

Other Names

John William Shaffer

View on SEC IAPD