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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-02-07 |
| TX | RA | APPROVED | 2007-12-05 |
Branch Locations
125 E John Carpenter Fwy Ste 1300, Irving, TX 75062 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities, Inc. | San Diego | CA | 12/2007 | 11/2017 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 06/2009 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 09/2020 |
| Lion Street Financial | Irving | TX | 02/2024 | Present |
1. UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management & Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 12/15/2007 ADDRESS: 125 E John Carpenter Freeway, Irving TX 75062, United States DESCRIPTION: Managing Director responsible for client retention and new client relationships
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-24 |
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