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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-07-13 |
| FL | RA | APPROVED | 2018-02-15 |
| NH | RA | APPROVED | 2018-02-14 |
| NJ | RA | APPROVED | 2018-02-14 |
| OH | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| SD | RA | APPROVED | 2018-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Concepts | Franklin Lakes | NJ | 08/1994 | Present |
| Invest Financial Corp. | Tampa | FL | 08/2007 | 02/2018 |
| Lpl Financial Llc | Cedar Grove | NJ | 02/2018 | Present |
1. 02/14/2018 - Crump - Investment Related - 8810 SPINER COVE LANE, NAPLES FL 34120 - Non-Variable Insurance - Start Date 9/1/07 - 10 Hours Per Month. 2. 02/14/2018 - No Business Name - Not Investment Related - Naples FL - Real Estate Rental - Landlord/Owner. 3. 02/14/2018 - Investment Concepts - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/2012.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-22 |
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