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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-01-11 |
| TX | RA | APPROVED_RES | 2018-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Florham Park | NJ | 06/2009 | 01/2018 |
| Morgan Stanley Private Bank, National Association | Florham Park | NJ | 01/2015 | 01/2018 |
| J.P. Morgan Securities Llc | Summit | NJ | 01/2018 | Present |
| Jpmorgan Chase Bank, Na. | Summit | NJ | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-06 |
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