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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-19 |
| NJ | RA | APPROVED | 2002-09-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lee | NJ | 04/2002 | Present |
| Bank Of America, Na | Fort Lee | NJ | 12/2009 | Present |
I*33020 For profit or not for profit: For-Profit Organization Name of outside business organization: 50 Prospect Associates Investment related: N Address of business: Jersery City, New Jersey 07037 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 2/1/1989 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: partner none specific, general oversseing of investment I*33019 For profit or not for profit: For-Profit Organization Name of outside business organization: C&O Holding LLC Investment related: N Address of business: Passiac, New Jersey 07055 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 1/1/2001 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: part owner landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-22 |
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