Daniel H Rosenberg

Current Employers

Rosenberg Wealth Management Llc

Fort Lauderdale, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-12-12

FL RA
APPROVED

Since 2022-12-12

Branch Locations

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Day Hagan Asset Management	Sarasota	FL	10/2016	08/2020
Stadion Money Management	Athens	GA	10/2011	10/2016
Pnc Capital Markets Llc	Fort Lauderdale	FL	04/2022	09/2022
Volunteer Emergency Medical Technician	Fort Lauderdale	FL	08/2020	04/2022
Rosenberg Wealth Management Llc	Fort Lauderdale	FL	10/2022	Present
Rosenberg Brokerage Services Llc	Fort Lauderdale	FL	09/2022	Present

10/2016 → 08/2020

Day Hagan Asset Management

Sarasota, FL
10/2011 → 10/2016

Stadion Money Management

Athens, GA
04/2022 → 09/2022

Pnc Capital Markets Llc

Fort Lauderdale, FL
08/2020 → 04/2022

Volunteer Emergency Medical Technician

Fort Lauderdale, FL
10/2022 → Present

Rosenberg Wealth Management Llc

Fort Lauderdale, FL
09/2022 → Present

Rosenberg Brokerage Services Llc

Fort Lauderdale, FL

Previous Registrations

2022-05-04 → 2022-09-02

Pnc Capital Advisors Llc

Fort Lauderdale, FL
2017-03-14 → 2020-07-23

Day Hagan Asset Management

Sarasota, FL
2012-08-02 → 2016-10-06

Stadion Money Management, Llc

Watkinsville, GA

Ft Lauderdale, FL
2011-11-03 → 2012-03-08

Mutual Of Omaha Investor Services, Inc.

Weston, FL

Omaha, NE

Weston, FL
2010-11-17 → 2011-08-12

Eagle Strategies Llc

Boulder, CO

Arvada, CO
2009-11-24 → 2010-10-13

Advisor Solutions, Llc.

Boulder, CO
2009-06-15 → 2009-10-15

Windsor Capital Management, Llc

Phoenix, AZ
2007-09-11 → 2009-04-03

Strategic Advisers Llc

Ft. Lauderdale, FL
2006-03-15 → 2007-04-16

Rosenberg Financial Services, Inc.

Weston, FL
2003-12-11 → 2005-02-16

Lincoln Financial Distributors, Inc.

Weston, FL
2002-12-06 → 2003-05-01

Sentra Securities Corporation

Weston, FL

Other Businesses

Rosenberg Brokerage Services LLC; Fort Lauderdale, Florida; Investment Related; Owner/Insurance Agent since 09/2022; selling insurance products; 30 hrs/mo

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-06
S63	Uniform Securities Agent State Law Examination	1990-04-23

S65 Uniform Investment Adviser Law Examination

1999-07-06
S63 Uniform Securities Agent State Law Examination

1990-04-23

Designations

View on SEC IAPD