Tom Watson Doxey

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-07-01

CA RA
APPROVED

Since 2021-07-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

12121 Wilshire Blvd Suite 1250, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oakwood Capital Management Llc	Los Angeles	CA	03/1998	07/2021
Syndicated Capital, Inc.	Santa Monica	CA	08/2016	12/2016
Acorn Digital Wealth, A Division Of Oakwood Capital Management	Los Angeles	CA	11/2016	07/2021
Wealth Enhancement Group	Plymouth	MN	07/2021	Present
Wealth Enhancement Advisory Services	Plymouth	MN	07/2021	Present

03/1998 → 07/2021

Oakwood Capital Management Llc

Los Angeles, CA
08/2016 → 12/2016

Syndicated Capital, Inc.

Santa Monica, CA
11/2016 → 07/2021

Acorn Digital Wealth, A Division Of Oakwood Capital Management

Los Angeles, CA
07/2021 → Present

Wealth Enhancement Group

Plymouth, MN
07/2021 → Present

Wealth Enhancement Advisory Services

Plymouth, MN

Previous Registrations

1998-06-23 → 2021-07-09

Oakwood Capital Management Llc

Los Angeles, CA

Las Vegas, NV

Other Businesses

1. Wealth Enhancement Group DBA 2. CO-TRUSTEE OF FAMILY TRUST - INVESTMENT RELATED - STARTED 11/2021 - 1-2 HOURS SPENT PER MONTH, 0-1 HOURS SPENT DURING TRADING HOURS - ASSIST WITH INVESTING TRUST ASSETS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-04-12
S63	Uniform Securities Agent State Law Examination	1988-04-12

S65 Uniform Investment Adviser Law Examination

1991-04-12
S63 Uniform Securities Agent State Law Examination

1988-04-12

View on SEC IAPD