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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| MT | RA | APPROVED | 2000-12-26 |
Branch Locations
404 North 31St Street Ste 300, Billings, MT 59101-1211 • United States
Billings, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Billings | MT | 03/2008 | Present |
(1) NAME: Veterans Navigation Netowork Non-Investment related ADDRESS: 2173 Overland Ave Billings MT 59102 Nature of OBA: 501(c)(3)- provide job networking/ educ/ support MT vets Position/Title/Relationship: Board of Directors * Start Date: 09/01/22 Time Devoted: 2 hours /month; 0.01 during securities trading DUTIES: participate in monthly board meetings to assist in promoting the services of the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-07 |
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