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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-30 |
| FL | RA | APPROVED | 2008-01-30 |
Branch Locations
9100 S. Dadeland Blvd. Suite 105, Miami, FL 33156 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Miami | FL | 11/2007 | Present |
| Southern Equity, Inc | Coral Gables | FL | 12/2007 | Present |
(1)Name of Business: Excel - Help at Home Care Address: 4 Chesney Lane, Erdenheim, PA, 19038, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 02/25/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: PA Community Life Choices is letting my mother age in place/at home with me. I have been caretaker for 10 yrs but now we are affiliated with an agency to work with a case manager and benefits from Medicaid for her. (2)Name of Business: FINRA Address: 4 Chesney Lane, Erdenheim, PA, 19038, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINRA DISPUTE RESOLUTION SERVICESArbitration - Panel member in resolving securities and employment disputes between and among investors, brokerage firms and individual brokers.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-02 |
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