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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-30
FL RA APPROVED 2008-01-30
  • TX RA
    APPROVED_RES
    Since 2015-09-30
  • FL RA
    APPROVED
    Since 2008-01-30

Branch Locations

9100 S. Dadeland Blvd. Suite 105, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Miami FL 11/2007 Present
Southern Equity, Inc Coral Gables FL 12/2007 Present
Previous Registrations
  • 2007-04-02 → 2007-12-06
    Morgan Stanley & Co. Llc
    Coral Gables, FL
  • 1988-03-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Miami, FL
    Miami, FL
Other Businesses

(1)Name of Business: Excel - Help at Home Care Address: 4 Chesney Lane, Erdenheim, PA, 19038, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 02/25/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: PA Community Life Choices is letting my mother age in place/at home with me. I have been caretaker for 10 yrs but now we are affiliated with an agency to work with a case manager and benefits from Medicaid for her. (2)Name of Business: FINRA Address: 4 Chesney Lane, Erdenheim, PA, 19038, United States Activity Type: Other Position/Title: Other Investment Related: Yes Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINRA DISPUTE RESOLUTION SERVICESArbitration - Panel member in resolving securities and employment disputes between and among investors, brokerage firms and individual brokers.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-02
  • S63 Uniform Securities Agent State Law Examination
    1988-03-02
Other Names
  • Melissa Sherry Will

View on SEC IAPD

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