David Alan Fink

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-05
PA	RA	APPROVED	2015-01-15

TX RA
APPROVED_RES

Since 2021-06-05
PA RA
APPROVED

Since 2015-01-15

Branch Locations

Pittsburgh, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Pittsburgh	PA	01/2015	Present

01/2015 → Present

Lpl Financial Llc

Pittsburgh, PA

Previous Registrations

2012-04-26 → 2015-01-15

Osaic Fa, Inc.

Pittsburgh, PA

Other Businesses

1. 1/14/2015 - FINK FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Agent - Time Spent 5% - LTC, DI, Life, and Health. 2. 11/6/2020 - Fink Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2020 - 160 Hours Per Month/140 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-06-29

S63 Uniform Securities Agent State Law Examination

1988-06-29

View on SEC IAPD