Victor Francis Anthony

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-06-09
NJ	RA	APPROVED	2002-05-23

TX RA
APPROVED_RES

Since 2008-06-09
NJ RA
APPROVED

Since 2002-05-23

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Saddle Brook, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	01/2007	Present

01/2007 → Present

Ubs Financial Services Inc.

Paramus, NJ

Other Businesses

1) Name of Business: Lifting Adults With Guidance./ Address: 172A Carlton Avenue Piscataway, Middlesex New Jersey United States 08854./ Investment Related: Yes./ Nature: Adult day habilitation center./ Role: Partner./ Duty: I am a silent partner. I have no duties at the present time and I expect to have no or minimal duties in the future./ Start Date: 1/1/2024./ Time Required: N/A. 2) Happy Trails Transport, Transport of clients to an affiliated adult daycare facility, Partner, I am a silent partner. I have no duties at the present time and I expect to have no or minimal duties in the future, start date-9/1/2023, Piscataway NJ United States-08854.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-23
S63	Uniform Securities Agent State Law Examination	1988-01-22

S65 Uniform Investment Adviser Law Examination

1996-10-23
S63 Uniform Securities Agent State Law Examination

1988-01-22

Other Names

Victor Francis Giacomantonio
Victor F Anthony
Victor Francis Giacomantonio
Victor F Giacomantonio

View on SEC IAPD