Douglas Robert Sweet

Current Employers

Employment History

• 07/2009 → Present
  Charter Advisory Corporation
  Fishers, IN
• 09/2009 → Present
  Lpl Financial Llc
  Fishers, IN

Previous Registrations

• 1999-12-30 → 2009-10-07
  Midwest Financial Advisors, Inc.
  Fishers, IN

Other Businesses

(1) 05/10/2010: No Business Name - DBA for LPL Business (entity for LPL business) - Midwest Financial Group, Inc. - INV REL - At Reported Business Location(s) (2) 06/17/2010: No Business Name - DBA for LPL Business (entity for LPL business) - Midwest Financial Advisors, Inc. - INV REL - At Reported Business Location(s) (3) 08/13/2010: Midwest Financial Group, Inc. - Non-Variable Insurance DBA - Midwest Financial Group, Inc. - INV REL - At Reported Business Location(s) - Fixed Insurance Sales, including term, ul, health, disability, long term care, fixed annuities - 25% Time Spent (4) 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 07/2009 - 32 Hours Per Month - Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 07/2009. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 06/22/2016: Pinnacle Realty Investments, LLC - Real Estate Rental - INV REL - Start 01/01/1995 - 9742-9760 Lantern Road Fishers, in 46037 - commercial office buildings - 1 Hr/Mo; 0 During Secs Trdg Hrs - real estate rental

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-03
• S63 Uniform Securities Agent State Law Examination
  1988-02-19