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Mark Lee Westerman

Mark L. Westerman, Cpa

Victoria, TX

Victoria, TX

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Current Employers
Mark L. Westerman, Cpa

Victoria, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-23
  • TX RA
    APPROVED
    Since 2024-10-23

Branch Locations

Victoria, TX • United States

Victoria, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark L. Westerman, Cpa Victoria TX 09/2006 Present
Other Businesses

MARK L. WESTERMAN, CPA Related to MARK L. WESTERMAN, CPA, Investment Advisor 106 Nottingham Drive Victoria TX 77904 Accounting Services and Tax Return Preparation Position/Title: OWNER Originated: 09/01/2006 Approx Hrs per month: 144 # hrs devoted to other business during trading hours: 115/mo or, (80%) Other Business work: Accounting Services, bookkeeping & payroll services, Financial Analysis & Budgeting; and, preparation of income tax returns

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-05-04
  • S63 Uniform Securities Agent State Law Examination
    1988-05-04
Other Names
  • Mark Lee Westerman

View on SEC IAPD

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