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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-08-14 |
| AZ | RA | APPROVED | 2026-08-13 |
| AL | RA | APPROVED | 2026-08-12 |
| TX | RA | APPROVED | 2026-08-11 |
Branch Locations
3131 E Camelback Road Suite 420, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dobbins Financial, J Senft Llc, Self-Employed | Phoenix | AZ | 09/2012 | 11/2016 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 11/2016 | 03/2022 |
| Vanguard Advisers, Inc | Scottsdale | AZ | 02/2021 | 03/2022 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 03/2022 | 07/2026 |
| J.P. Morgan Securities Llc | Tempe | AZ | 03/2022 | 07/2026 |
| Overstock Voice | Glendale | AZ | 10/2020 | 09/2023 |
| Tiaa | Phoenix | AZ | 07/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Phoenix | AZ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-23 |
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