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Austin, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-06 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 01/2011 | 11/2016 |
| Bank Of America, N.A. | Austin | TX | 04/2013 | 11/2016 |
| Keel Wealth Management | Austin | TX | 11/2016 | Present |
1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION; NAME OF OUTSIDE BUSINESS ORGANIZATION: JENNE' LLC; INVESTMENT RELATED: N; ADDRESS OF BUSINESS: 1768 YANCEY CIRCLE SOUTH, COLLIERVILLE, TENNESSEE 38017; NATURE OF BUSINESS: LLC; POSITION, TITLE, ASSOCIATION: FAMILY HELD LLC; START DATE OF RELATIONSHIP: 1/1/2013; NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY; NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0; DUTIES: MANAGE A COMMERCIAL.Property 2. the name of the other business: Texas Crop Science, LLC; whether the business is investment-related: No; the address of the other business: 2021 Guadalupe, # 260, Austin, Texas; the nature of the other business: agricultural technology company; your position, title, or relationship with the other business: Board Member, Co-Founder; the start date of your relationship: Sept. 2013; the approximate number of hours/month you devote to the other business: 5; the number of hours you devote to the other business during securities trading hours: 20/year; and briefly describe your duties relating to the other business: Traditional board responsibilities; Oversight of management, expenses, and high level business activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-19 |
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