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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-08-17 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
Wenham, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Perspecta Trust Company | Hampton | NH | 01/2016 | 06/2017 |
| Spearhead Capital Advisors, Llc | Wellington | FL | 10/2019 | 12/2022 |
| Rockefeller Financial Llc | Beverly | MA | 01/2023 | 03/2025 |
| West Family Wealth Advisors | Wenham | MA | 07/2015 | 01/2023 |
| Rockefeller Financial Llc | Wenham | MA | 04/2025 | Present |
07/2017 West Family Wealth Advisors; President; Wenham, MA; investment related; single family office for immediate West family members, providing trust, estate and investment advisory service to family; Serve as founder, sole officer and employee of sole proprietorship; Approx. 20-60 hours per month (part-time).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-11 |
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