Louis Paul Sitnik

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2026-06-05
TX	RA	APPROVED_RES	2026-06-04
DC	RA	APPROVED	2025-02-11
MD	RA	APPROVED	2024-07-09

VI RA
APPROVED

Since 2026-06-05
TX RA
APPROVED_RES

Since 2026-06-04
DC RA
APPROVED

Since 2025-02-11
MD RA
APPROVED

Since 2024-07-09

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Gaithersburg, MD • United States

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Washington	DC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Washington	DC	11/2016	07/2024
Rbc Capital Markets, Llc	Chevy Chase	MD	07/2024	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Washington, DC
11/2016 → 07/2024

Wells Fargo Clearing Services, Llc

Washington, DC
07/2024 → Present

Rbc Capital Markets, Llc

Chevy Chase, MD

Previous Registrations

2007-04-03 → 2024-07-11

Wells Fargo Clearing Services, Llc

Baltimore, MD

Bethesda, MD

Annapolis, MD

Bethesda, MD

Mclean, VA

Baltimore, MD

Washington, DC

Alexandria, VA

Columbia, MD

Bethesda, MD

St. Louis, MO

Gaithersburg, MD
2005-08-10 → 2006-11-01

Wells Fargo Clearing Services, Llc

Bethesda, MD

Bethesda, MD
2003-01-17 → 2003-05-06

Credit Suisse Securities (Usa) Llc

Baltimore, MD
2001-03-20 → 2003-01-17

Pershing Llc

Washington, DC

Other Businesses

FINRA - INVESTMENT RELATED. FINRA ARBITRATOR (FORMERLY NASD ARBITRATOR). WASHINGTON,DC. START: 8/1/1995, HRS PER MO VARIERS. DUTIES: FAIR ASSESMENT OF DISPUTES. FINRA Continuing Ed Committee. Assist and developing curriculum for industry continuing education. Board member Alliance College Alumni Association 2) NAME OF ENTITY: Alliance College Alumni Association ADDRESS: 16939 Horn Point Drive, Gaithersburg, MD 20878 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Alumni Association START DATE: 09.12.22 CAPACITY: Board of Directors DUTIES: Alumni Association Board Member. Duties include advancing the legacy of the institution, recruiting new board members and officers as well as planning a semi-annual reunion. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Alliance College Alumni Association ADDRESS: 16939 Horn Point Drive, Gaithersburg, MD 20878 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Alumni Association START DATE: 09.01.24 CAPACITY:Treasurer DUTIES: I will be responsible for depositing and cutting checks received to cover expenses related to Association functions such as reunions. Most/all activity outside working hours. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-06-14
S65	Uniform Investment Adviser Law Examination	2000-10-12

S63 Uniform Securities Agent State Law Examination

2005-06-14
S65 Uniform Investment Adviser Law Examination

2000-10-12

View on SEC IAPD