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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| MI | RA | APPROVED | 2010-09-24 |
Branch Locations
5181 Cascade Road Se, Grand Rapids, MI 49546 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Grand Rapids | MI | 01/1989 | Present |
1. Hope Academy of West Michigan; 240 Brown St SE, Grand Rapids, MI 49507; Charter School; School Board President; Direct the overall mission and vision of the school; 01/01/2010; 30 Hours per Year; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-21 |
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