Nicola Revel James

Current Employers

Opes Wealth Management, Llc

535 Middlefield Road Suite 160, Menlo Park, CA 94025 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-02-05

CA RA
APPROVED

Since 2019-02-05

Branch Locations

535 Middlefield Road Suite 160, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Opes Advisors	Palo Alto	CA	10/2009	12/2018
Opes Wealth Management Llc	Menlo Park	CA	01/2019	Present

10/2009 → 12/2018

Opes Advisors

Palo Alto, CA
01/2019 → Present

Opes Wealth Management Llc

Menlo Park, CA

Previous Registrations

2012-07-31 → 2017-06-08

Opes Advisors, Inc.

Cupertino, CA

Other Businesses

Cross Country Mortgage 4610 South Ulster Street, Suite 300 Denver, CO 80237 Mortgage Advisor Start date: April 2022 Approximate # of hours: 160 hours/month Hours devoted during securities trading hours: 128 hours/month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-07-30

S65 Uniform Investment Adviser Law Examination

2012-07-30

View on SEC IAPD

Current Employers

Opes Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews