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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

San Carlos & 6Th Street, Carmel, CA 93921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Carmel CA 10/2012 Present
Monterey County Adult Protective Services And Public Guardians Montery CA 09/2014 05/2024
La Mica Hatsuse, Llc Carmel CA 06/2021 Present
J.P. Morgan Chase Bank Carmel CA 06/2012 Present
  • 10/2012 → Present
    Carmel, CA
  • 09/2014 → 05/2024
    Monterey County Adult Protective Services And Public Guardians
    Montery, CA
  • 06/2021 → Present
    La Mica Hatsuse, Llc
    Carmel, CA
  • 06/2012 → Present
    J.P. Morgan Chase Bank
    Carmel, CA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Marina, CA
    Carmel, CA
    Carmel, CA
    Carmel, CA
    Carmel, CA
  • 2008-11-18 → 2009-05-02
    Wamu Investments, Inc.
    Carmel, CA
    Carmel, CA
    Marina, CA
    Carmel, CA
  • 1998-05-06 → 2008-11-17
    Monterey, CA
    Monterey, CA
Other Businesses

Entity Name: La Mica Hatsuse, LLC Investment related: Y "Address: Carmel CA 93923 , LaMica.Trust@gmail.com" Nature of the other business: Real Estate Position/Title/Relationship: Manager Start Date: 6/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 10 Briefly describe your duties: Manager of an LLC established to Run Rental Real estate of properties owned by my Wife and Brother in law and Will hold Real Estate from my kids.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-16
S65 Uniform Investment Adviser Law Examination 1998-02-10
  • S63 Uniform Securities Agent State Law Examination
    1998-04-16
  • S65 Uniform Investment Adviser Law Examination
    1998-02-10
Other Names
  • Russell Lawrence Fletcher

View on SEC IAPD

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