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Current Employers
Key Group Management, Inc.

17100 E Shea Blvd Suite 400A, Fountain Hills, AZ 85268 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-14
NJ RA APPROVED 2024-03-15
  • NY RA
    APPROVED
    Since 2024-05-14
  • NJ RA
    APPROVED
    Since 2024-03-15

Branch Locations

70 Hilltop Road Suite 2450, Ramsey, NJ 07446 • United States

17100 E Shea Blvd Suite 400A, Fountain Hills, AZ 85268 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Ramsey NJ 01/2009 03/2017
Royal Alliance Associates Ramsey NJ 03/2017 08/2022
Concourse Financial Group Securities Inc Ramsey NJ 08/2022 02/2025
(Dba) Key Group Management Inc Ramsey NJ 01/2017 Present
Cetera Wealth Services, Llc Ramsey NJ 02/2025 Present
  • 01/2009 → 03/2017
    National Planning Corporation
    Ramsey, NJ
  • 03/2017 → 08/2022
    Royal Alliance Associates
    Ramsey, NJ
  • 08/2022 → 02/2025
    Concourse Financial Group Securities Inc
    Ramsey, NJ
  • 01/2017 → Present
    (Dba) Key Group Management Inc
    Ramsey, NJ
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Ramsey, NJ
Previous Registrations
  • 2024-03-05 → 2024-03-15
    Concourse Financial Group Securities, Inc.
    Ramsey, NJ
    Ramsey, NJ
    Birmingham, AL
Other Businesses

(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey, NJ; Financial Services; Financial Professional; Start Date 01/2017; dba name used for my financial professional business activity including insurance sales and service. >> LIVINGSTON CHAMBER OF COMMERCE; Non-Investment Related; Livingston, NJ; Organization; Board Member; Start Date 02/2000; 4 hours per month with no hours per month occurring during trading hours; Assist in planning meeting and in growing membership. >> WEST ESSEX YMCA; Non-Investment Related; Livingston, NJ; Non-Profit; Board of Managers Member; Start Date 01/2005; 2 hours per month with no hours per month during trading hours; Board Members assist the Executive Director with planning and monitoring of membership, budgeting, staffing and community outreach. >> EXECUTOR; Non-Investment Related; Gillette, NJ; Other; Executor; Start Date 03/2023; 10 hours per month with no hours per month occurring during trading hours; As executor of my mother's estate, I am responsibile for settling the estate, the sale of her home and liquidation of her assets.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 1988-01-22
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    1988-01-22

View on SEC IAPD

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