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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
MI RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • MI RA
    APPROVED
    Since 2024-11-14

Branch Locations

Bloomfield Hills, MI • United States

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Auburn Hills MI 08/2017 12/2019
Primerica Financial Services Auburn Hills MI 05/2009 12/2019
Wimcar Preferred Solutions, Llc Detroit MI 01/2007 Present
Great Point Capital, Llc Chicago IL 01/2020 12/2020
Pruco Securities Llc Troy MI 04/2024 11/2024
St Bernard Financial Services Inc Russellville AR 04/2022 12/2022
The Prudential Insurance Company Of America Troy MI 05/2024 Present
Lpl Enterprise, Llc Troy MI 11/2024 Present
  • 08/2017 → 12/2019
    Auburn Hills, MI
  • 05/2009 → 12/2019
    Primerica Financial Services
    Auburn Hills, MI
  • 01/2007 → Present
    Wimcar Preferred Solutions, Llc
    Detroit, MI
  • 01/2020 → 12/2020
    Great Point Capital, Llc
    Chicago, IL
  • 04/2024 → 11/2024
    Troy, MI
  • 04/2022 → 12/2022
    Russellville, AR
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Troy, MI
  • 11/2024 → Present
    Troy, MI
Previous Registrations
Other Businesses

1) 09/06/2024 - Wimcar Preferred Solutions, L.L.C. - I specialize in preparing clients for specific professional qualifying assessments administered by regulatory bodies like the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA). My expertise extends to a comprehensive range of examinations, including FINRA's SIE, Series 7, Series 57, Series 6, and Series 24, as well as NASAA's Series 63, Series 65, and Series 66 - Business Owner - Inv Related - Troy, MI - Start Date 01/01/2007 - 20hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-09
S63 Uniform Securities Agent State Law Examination 1995-05-30
  • S66 Uniform Combined State Law Examination
    2016-02-09
  • S63 Uniform Securities Agent State Law Examination
    1995-05-30
Other Names
  • Carlyle Alton Wimberly
  • Carlyle Wimberly

View on SEC IAPD

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