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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-13 |
| CA | RA | APPROVED | 2014-01-17 |
Branch Locations
1211 Newell Ave. Suite 120, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Walnut Creek | CA | 01/2014 | Present |
(1) 4/1/2015 - 'TIC 557 THROCKMORTON, MILL VALLEY, CA 94941' - INVESTMENT RELATED - 557 THROCKMORTON, MILL VALLEY CA 94941 - REAL ESTATE RENTAL - START 04/01/2012 - NO TIME SPENT - 50% OF OWNER OF RENTAL PROPERTY. (2) 4/13/2015 - 'RENTAL PROPERTY AT 186-188 15TH AVENUE' - INVESTMENT RELATED - 3882 QUAIL RIDGE - REAL ESTATE RENTAL - STARTED 10/01/11 - 1 HOUR PER MONTH/0 HOURS DURING SECURITIES TRADING. (3) 06/05/2024 - SVC Wealth Advisors LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 130 Hrs/Mo During Trading. 4) 06/09/2025 - Element Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/04/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-19 |
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