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Tonya Rene Bains

Bains, Tonya R

Ventura, CA

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Current Employers
Bains, Tonya R

Ventura, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
  • CA RA
    APPROVED
    Since 2024-11-06

Branch Locations

Ventura, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
First Advisors National, Llc Atlanta GA 12/2022 07/2023
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2010 12/2022
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2010 07/2023
Self Employed Ventura CA 07/2023 Present
Previous Registrations
Other Businesses

TONYA RENE BAINS IS A CALIFORNIA LICENSED INSURANCE AGENT SINCE 10/1988. LICENSE 0752522. SALES AND SERVICES OF LIFE INSURANCE, FIXED ANNUITIES, AND LONG TERM CARE PRODUCTS. DEVOTES 10 HRS/MO. FIXED ONLY, NO VARIABLE PRODUCTS. NOT INVESTMENT-RELATED. TONYA RENE BAINS IS A CALIFORNIA REAL ESTATE AGENT SINCE 04/2021, LICENSE ID 02119670. DEVOTES 12 HRS/MO. NOT INVESTMENT-REALATED. TONYA RENE BAINS IS ALSO A PERSONAL ASSISTANT SINCE 7/2023. NON INVESTMENT-RELATED ASSISTANCE ONLY. DEVOTES 10 HOURS A MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-22
S63 Uniform Securities Agent State Law Examination 1988-02-18
  • S65 Uniform Investment Adviser Law Examination
    1998-06-22
  • S63 Uniform Securities Agent State Law Examination
    1988-02-18

View on SEC IAPD

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