Irene Berner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED_RES	2000-06-26

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED_RES

Since 2000-06-26

Branch Locations

New Paltz, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	New Paltz	NY	06/2000	Present

06/2000 → Present

Lpl Financial, Llc

New Paltz, NY

Other Businesses

1. 3/18/2011: DBA ONLY - BERNER FINANCIAL SERVICES - NEW PALTZ, NY. 2. 5/16/2019 - Berner Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/29/2019 - 175 Hours Per Month/150 Hours During Securities Trading. 3. 11/24/2025 - Ivy Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/12/2026 - 1 hour per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-02
S63	Uniform Securities Agent State Law Examination	1988-02-18

S65 Uniform Investment Adviser Law Examination

1992-04-02
S63 Uniform Securities Agent State Law Examination

1988-02-18

Other Names

Irene Papka

View on SEC IAPD