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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-12-09 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
8241 S. Continental Divide Road, Littleton, CO 80127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | 06/2021 |
| Cedrus Llc | Littleton | CO | 06/2021 | 12/2024 |
| Srs Capital Advisors, Llc | Denver | CO | 12/2024 | Present |
1. Independent Insurance Agent, Investment Related, Littleton, CO, Start Date 07/1988, Lines of authority in Life, Variable Products, and Accident & Health, approximately 2 hours per month devoted to insurance activities, sell insurance products 2. TRUSTEE FOR ED FEIMAN ESTATE; DENVER, CO; ACT AS RESOURCE FOR CHILDREN; START DATE 2/20/2013; NO COMPENSATION. 3. NG RENTALS LLC, 14020 ELDERBERRY RD., GOLDEN, CO 80401. NOT INVESTMENT RELATED. CO-OWNER; OWNS RENTAL PROPERTY HELD WITHIN LLC; START DATE 05/09/2018; NO HRS. SPENT PER MONTH; NO COMPENSATION; IS SIGNATOR FOR NG RENTALS CHECKING ACCOUNT WHICH IS USED TO COLLECT RENT AND PAY BILLS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-09 |
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