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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
FL RA APPROVED 2025-01-01
SC RA APPROVED 2025-01-01
AZ RA APPROVED 2024-08-02
GA RA APPROVED 2024-07-18
NJ RA APPROVED 2024-07-18
AL RA APPROVED 2024-07-17
IN RA APPROVED 2024-07-17
NC RA APPROVED 2024-07-17
PA RA APPROVED 2024-07-17
TX RA APPROVED 2024-07-17
VA RA APPROVED 2024-07-17
  • CO RA
    APPROVED
    Since 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2024-08-02
  • GA RA
    APPROVED
    Since 2024-07-18
  • NJ RA
    APPROVED
    Since 2024-07-18
  • AL RA
    APPROVED
    Since 2024-07-17
  • IN RA
    APPROVED
    Since 2024-07-17
  • NC RA
    APPROVED
    Since 2024-07-17
  • PA RA
    APPROVED
    Since 2024-07-17
  • TX RA
    APPROVED
    Since 2024-07-17
  • VA RA
    APPROVED
    Since 2024-07-17

Branch Locations

5130 Woodside Executive Court, Aiken, SC 29803 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhett N. Sinclair & Associates, Inc. Aiken SC 09/1996 Present
Lincoln Financial Securities Corporation Aiken SC 09/2011 07/2024
Lpl Financial Llc Aiken SC 07/2024 Present
Global Retirement Partners, Llc San Rafael CA 07/2024 Present
Hub International Investment Services Kansas City MO 02/2025 Present
  • 09/1996 → Present
    Rhett N. Sinclair & Associates, Inc.
    Aiken, SC
  • 09/2011 → 07/2024
    Lincoln Financial Securities Corporation
    Aiken, SC
  • 07/2024 → Present
    Lpl Financial Llc
    Aiken, SC
  • 07/2024 → Present
    San Rafael, CA
  • 02/2025 → Present
    Hub International Investment Services
    Kansas City, MO
Previous Registrations
  • 2011-09-20 → 2024-07-19
    Osaic Fs, Inc.
    Aiken, SC
    Aiken, SC
    Columbia, SC
  • 2011-04-20 → 2011-09-01
    Aiken, SC
    Augusta, GA
  • 2008-04-23 → 2011-08-16
    (Dba) Mcmanus & Sinclair Wealth Management, Llc
    Aiken, SC
  • 2003-01-10 → 2005-11-18
    Elliott Davis Investment Advisory Services, Llc
    Aiken , SC
Other Businesses

1) 07/17/2024 - CREATIVE FINANCIAL NETWORK / Non-Variable Insurance / Inv. Related / AIKEN SC / Start date 10/01/2011 2) 07/17/2024 - CREATIVE FINANCIAL STRATEGIES. A HUB INT'L CO / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 07/17/2024 - CREATIVE FINANCIAL STRATEGIES CONSULTING SERVICES LLC / Business Owner / Not Inv. Related / COLUMBIA SC / Start date 01/01/2017 - 5/6 Hrs per month - 1 % Time Spent 4) 07/17/2024 - C HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 5) 07/17/2024 - HUB INTERNATIONAL / Outside/W-2 Employment / Not Inv. Related / Aiken SC / Start date 03/04/2024 - 12 Hrs per month - 50% Time Spent 6) 07/17/2024 - RHETT SINCLAIR & ASSO CIATES LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date 10/02/2011 - 4 Hrs per month - 10% Time Spent 7) 07/17/2024 - CREATIVE FINANCIAL STRATEGIES / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 8) 07/23/2024 - CREATIVE FINANCIAL STRATEGIES, A HUB IN'T CO - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 2/01/2011 - 160 Hours Per Month/ 8 Hours During Trading 9) 07/23/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/04/24 - 160 Hours Per Month/ 8 Hours During Trading 10) 07/23/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/04/2024 - 160 Hours Per Month/ 8 Hours During Trading 11) 07/23/2024 - CREATIVE FINANCIAL STRATEGIES - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/1/11 - 40 Hours Per Month/ 10 Hours During Trading 12) 07/23/2024 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 2/28/24 - 160 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-17
S63 Uniform Securities Agent State Law Examination 1988-01-11
  • S65 Uniform Investment Adviser Law Examination
    2000-08-17
  • S63 Uniform Securities Agent State Law Examination
    1988-01-11
Designations

View on SEC IAPD

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