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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| SC | RA | APPROVED | 2025-01-01 |
| AZ | RA | APPROVED | 2024-08-02 |
| GA | RA | APPROVED | 2024-07-18 |
| NJ | RA | APPROVED | 2024-07-18 |
| AL | RA | APPROVED | 2024-07-17 |
| IN | RA | APPROVED | 2024-07-17 |
| NC | RA | APPROVED | 2024-07-17 |
| PA | RA | APPROVED | 2024-07-17 |
| TX | RA | APPROVED | 2024-07-17 |
| VA | RA | APPROVED | 2024-07-17 |
Branch Locations
5130 Woodside Executive Court, Aiken, SC 29803 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rhett N. Sinclair & Associates, Inc. | Aiken | SC | 09/1996 | Present |
| Lincoln Financial Securities Corporation | Aiken | SC | 09/2011 | 07/2024 |
| Lpl Financial Llc | Aiken | SC | 07/2024 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 07/2024 | Present |
| Hub International Investment Services | Kansas City | MO | 02/2025 | Present |
1) 07/17/2024 - CREATIVE FINANCIAL NETWORK / Non-Variable Insurance / Inv. Related / AIKEN SC / Start date 10/01/2011 2) 07/17/2024 - CREATIVE FINANCIAL STRATEGIES. A HUB INT'L CO / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 07/17/2024 - CREATIVE FINANCIAL STRATEGIES CONSULTING SERVICES LLC / Business Owner / Not Inv. Related / COLUMBIA SC / Start date 01/01/2017 - 5/6 Hrs per month - 1 % Time Spent 4) 07/17/2024 - C HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 5) 07/17/2024 - HUB INTERNATIONAL / Outside/W-2 Employment / Not Inv. Related / Aiken SC / Start date 03/04/2024 - 12 Hrs per month - 50% Time Spent 6) 07/17/2024 - RHETT SINCLAIR & ASSO CIATES LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date 10/02/2011 - 4 Hrs per month - 10% Time Spent 7) 07/17/2024 - CREATIVE FINANCIAL STRATEGIES / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 8) 07/23/2024 - CREATIVE FINANCIAL STRATEGIES, A HUB IN'T CO - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 2/01/2011 - 160 Hours Per Month/ 8 Hours During Trading 9) 07/23/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/04/24 - 160 Hours Per Month/ 8 Hours During Trading 10) 07/23/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/04/2024 - 160 Hours Per Month/ 8 Hours During Trading 11) 07/23/2024 - CREATIVE FINANCIAL STRATEGIES - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/1/11 - 40 Hours Per Month/ 10 Hours During Trading 12) 07/23/2024 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 2/28/24 - 160 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-11 |
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