Fred Herman Marshall

Current Employers

Packerland Brokerage Services, Inc.

432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-13
HI	RA	APPROVED	2024-05-21
FL	RA	APPROVED	2024-03-29
OR	RA	APPROVED	2022-07-26
NM	RA	APPROVED	2021-07-16
MI	RA	APPROVED	2021-04-21
GA	RA	APPROVED	2020-04-02
WA	RA	APPROVED	2017-04-05
IL	RA	APPROVED	2015-07-27
WI	RA	APPROVED	2005-12-16

CA RA
APPROVED

Since 2026-03-13
HI RA
APPROVED

Since 2024-05-21
FL RA
APPROVED

Since 2024-03-29
OR RA
APPROVED

Since 2022-07-26
NM RA
APPROVED

Since 2021-07-16
MI RA
APPROVED

Since 2021-04-21
GA RA
APPROVED

Since 2020-04-02
WA RA
APPROVED

Since 2017-04-05
IL RA
APPROVED

Since 2015-07-27
WI RA
APPROVED

Since 2005-12-16

Branch Locations

Madison, WI • United States

784 Summit Ave, Oconomowoc, WI 53066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fhm Investments	Madison	WI	01/1978	Present
Marshall Financial	Madison	WI	02/2005	Present
Packerland Brokerage Services, Inc	Green Bay	WI	12/2005	Present

01/1978 → Present

Fhm Investments

Madison, WI
02/2005 → Present

Marshall Financial

Madison, WI
12/2005 → Present

Packerland Brokerage Services, Inc

Green Bay, WI

Other Businesses

INDEPENDENT INS. AGT. PRODUCTS: LIFE, HEALTH, MEDICARE ADVANTAGE PLANS, DI, LTC, FIXED & EQUITY INDEX ANNUITIES,P&C, FUNERAL TRUST & ESTATE TRUST. 20 HRS A MONTH. APPT W/ VARIOUS COMPANIES. FHM INVESTMENTS 5909 SHARPSBURG DRIVE #301 MADISON, WI 53718 START DATE 2/1988. SOLE PROPRIETOR/OWNER MARSHALL FINANCIAL GRP 5909 SHARPSBURG DRIVE MADISON, WI 53718 RHUMBA 4 RAINBOW CHARITY FUND RAISER 831 E WASHINGTON AVE, MADISON, WI 53703 TITLE/DUTIES: FUND RAISING, TICKET SALES, BOOK ACTS, ORGANIZATION CHARITY WORK HOURS DEVOTED: 4 START DATE: 1/1/2006 NON INVESTMENT OR INSURANCE RELATED SPORTS TICKET SALES SEASON TICKET HOLDER FOR VARIOUS PROFESSIONAL WI SPORTS TEAMS WILL SELL TICKETS ON OCCASION 5909 SHARPSBURG DRIVE #301 MADISON, WI 53718 NON-INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-08
S63	Uniform Securities Agent State Law Examination	1987-12-03

S65 Uniform Investment Adviser Law Examination

1994-06-08
S63 Uniform Securities Agent State Law Examination

1987-12-03

Designations

Other Names

Fred Marshall

View on SEC IAPD