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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-03-07
MS RA APPROVED 2020-05-01
  • ID RA
    APPROVED
    Since 2025-03-07
  • MS RA
    APPROVED
    Since 2020-05-01

Branch Locations

Jackson, MS • United States

1062 Highland Colony Parkway Suite 100, Ridgeland, MS 39157 • United States

Ketchum, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Jackson MS 04/2015 12/2018
Bankplus Wealth Mgt Group Jackson MS 04/2015 12/2018
Raymond James & Associates, Inc. Ridegeland MS 05/2020 Present
Retired Jackson MS 12/2018 04/2020
  • 04/2015 → 12/2018
    Lpl
    Jackson, MS
  • 04/2015 → 12/2018
    Bankplus Wealth Mgt Group
    Jackson, MS
  • 05/2020 → Present
    Ridegeland, MS
  • 12/2018 → 04/2020
    Retired
    Jackson, MS
Previous Registrations
  • 2015-04-17 → 2018-12-31
    Jackson, MS
    San Diego, CA
    Jackson, MS
    Jackson, MS
  • 2009-06-01 → 2015-04-27
    Ridgeland, MS
  • 2007-09-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgeland, MS
  • 2003-12-08 → 2007-10-04
    A. G. Edwards & Sons, Inc.
    Ridgeland, MS
    Ridgeland, MS
Other Businesses

1. 04/17/15-WEALTH PLUS/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/JACKSON,MS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 1988-02-05
  • S66 Uniform Combined State Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    1988-02-05

View on SEC IAPD

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