Patrick Allen Henry

Current Employers

Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-11-09
CA	RA	APPROVED	2005-03-30

TX RA
APPROVED

Since 2011-11-09
CA RA
APPROVED

Since 2005-03-30

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allworth Financial, L.P.	Sacramento	CA	02/2004	Present
Hanson Mcclain	Sacramento	CA	04/2008	10/2023
Aw Securities	Sacramento	CA	01/2008	Present

02/2004 → Present

Allworth Financial, L.P.

Sacramento, CA
04/2008 → 10/2023

Hanson Mcclain

Sacramento, CA
01/2008 → Present

Aw Securities

Sacramento, CA

Previous Registrations

2011-08-10 → 2012-06-28

Pathway Strategic Advisors

Folsom, CA
1999-07-20 → 2004-02-02

Osaic Fa, Inc.

Sacramento, CA

Other Businesses

Valley Hi Country Club - not investment related - Elk Grove, CA - Golf & Country Club - Board of Directors, President as of 5/2024 - 10 hours per week - not during trading hours - no compensation - Oversee all Board functions. Establish committees and determine chairs for each. Review the financials on an ongoing basis. Push forward the strategic plan. Protect and grow the assets of the club. General oversight on sustainability of the club long term.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-11-12
S65	Uniform Investment Adviser Law Examination	1999-06-25

S63 Uniform Securities Agent State Law Examination

2004-11-12
S65 Uniform Investment Adviser Law Examination

1999-06-25

Designations

View on SEC IAPD