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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-08-30 |
| TX | RA | APPROVED | 2013-08-30 |
Branch Locations
8840 Sw 136Th St, Miami, FL 33176 • United States
8840 Sw 136Th St Pbig - Florida Pwm Falls, Miami, FL 33176 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 08/2013 | Present |
| Bank Of America, N.A. | Miami | FL | 10/2013 | Present |
I*85326 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CLAYTON CHIN QUEE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIRAMAR, FLORIDA 33027 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, CHECK SIGNER START DATE OF RELATIONSHIP: 1/1/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC ESTABLISHED FOR MY HUSBAND'S BUSINESS AND I AM AN AUTHORIZED SIGNOR. I DO NOT WORK FOR THE LLLC NOR HAVE ANY OTHER ROLE WITHIN LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-07 |
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