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Walter Francis Wellsfry

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-12
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-09-12
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 Present
Previous Registrations
  • 2009-03-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Walnut Creek, CA
  • 2003-08-18 → 2009-03-18
    Valic Financial Advisors, Inc.
    Oakland, CA
    San Mateo, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-30
  • S63 Uniform Securities Agent State Law Examination
    1987-12-30
Other Names
  • Walter Francis Wellsfry
  • Walt Wellsfry

View on SEC IAPD

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