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Mark Richard Turner

LPl Financial LLC

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-24
  • CA RA
    APPROVED
    Since 2026-03-24

Branch Locations

10250 Constellation Blvd # 30 30Th Flr, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 01/2026
Bmo Harris Bank Los Angeles CA 01/2026 Present
Lpl Financial Llc Los Angeles CA 03/2026 Present
Previous Registrations
  • 2007-05-29 → 2026-02-04
    Chicago, IL
    Beverly Hills, CA
    New York, NY
    Los Angeles, CA
    West Hollywood, CA
  • 2007-03-01 → 2007-05-29
    Citicorp Investment Services
    New York, NY
  • 2006-11-14 → 2007-02-20
    Morgan Stanley Dw Inc.
    Purchase, NY
Other Businesses

1. 3/2026 - BMO Bank - Financial Institution Duty - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - Los Angeles CA 90067 - OBA Start date: 02/24/2026 2. 3/2026 - Mark Turner - Real Estate Rental - INV REL - 1 Hour(s)/Month - 0 Hour(s) During Trading - West Hollywood CA 90046 - OBA Start date: 11/01/2024 3. 3/2026 - Mark Turner - Real Estate Rental - INV REL - 2 Hour(s)/Month - 0 Hour(s) During Trading - West Hollywood CA 90046 - OBA Start date: 11/01/2024 4. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date: 3/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-09
S63 Uniform Securities Agent State Law Examination 2003-10-24
  • S65 Uniform Investment Adviser Law Examination
    2006-11-09
  • S63 Uniform Securities Agent State Law Examination
    2003-10-24
Other Names
  • Mark R Turner
  • Mark Richard Turner
  • Mark Richard Turner

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