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Sandra J Bell

Northern Trust Securities, Inc.

Dallas, TX

Dallas, TX

Tempe, AZ

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-21
  • TX RA
    APPROVED
    Since 2018-03-21

Branch Locations

Dallas, TX • United States

Saint Ann Court Building 2501 N. Harwood, 20Th Floor, Dallas, TX 75201 • United States

2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services, Llc Fairfax VA 11/2014 03/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 03/2018
Northern Trust Securities, Inc Dallas TX 03/2018 Present
  • 11/2014 → 03/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 04/2016 → 03/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 03/2018 → Present
    Northern Trust Securities, Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-26
S63 Uniform Securities Agent State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2007-05-26
  • S63 Uniform Securities Agent State Law Examination
    2000-04-03
Other Names
  • Sandra Jo Scates
  • Sandra Jo Lee
  • Sandra J Blackney
  • Sandra J Scates
  • Sandra J Scates

View on SEC IAPD

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