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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-12-22 |
Branch Locations
125 Townpark Dr Suite 300, Kennesaw, GA 30144 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 09/2015 | 12/2020 |
| Integrity Alliance, Llc | Kennesaw | GA | 12/2020 | Present |
1)Financial Integrity Group; investment related; 125 Town Park Drive Suite 300, Kennesaw, GA 30144; DBA; President; Started 4/1/1984; 80 hours per month, 76 during trading. 2) Fixed and Insurance; not investment related; 125 Town Park Drive Suite 300, Kennesaw, GA 30144; Fixed and insurance sales; agent; Started 9/1/1995; 80 hours per month, 76 during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-23 |
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