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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-04-12 |
Branch Locations
38 Fountain Square Plaza, Cincinnati, OH 45202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Cincinnati | OH | 03/1999 | Present |
BIG FISH FARMS - NOT INVESTMENT-RELATED - 220 LAKE LANE, BROOKSVILLE, KY 41004 - AMERICAN PADDLEFISH FARMING/AQUACULTURE - OWNER - 2 HRS/MONTH - WILL NOT INTERFERE WITH DUTIES AT THE FIRM - MAINTAIN 6 ACRE LAKE TO PROMOTE THE GROWTH AND WELL-BEING OF PADDLEFISH ----------------------------------------------------------------------------------------------------- SPS Capital LLC - Ft. Thomas, KY 41075 - rental owner - landlord/owner - 2 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-15 |
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