Stephen Thomas Strickland

Current Employers

Stonehenge Private Client Group, Llc

Natchez, MS • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2023-07-31
FL	RA	APPROVED	2021-06-30
TX	RA	APPROVED_RES	2019-03-29
MS	RA	APPROVED	2018-09-28

LA RA
APPROVED

Since 2023-07-31
FL RA
APPROVED

Since 2021-06-30
TX RA
APPROVED_RES

Since 2019-03-29
MS RA
APPROVED

Since 2018-09-28

Branch Locations

Natchez, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2018
Stonehenge Private Client Group, Llc	Natchez	MS	09/2018	Present

01/2009 → 09/2018

Sagepoint Financial, Inc.

Phoenix, AZ
09/2018 → Present

Stonehenge Private Client Group, Llc

Natchez, MS

Previous Registrations

2008-07-01 → 2018-09-24

Osaic Services, Inc.

Ridgeland, MS

Huntersville, NC

Other Businesses

1.EAST ROCKING D RANCH, LLC,61 ROCKING D WAY, NATCHEZ, MS MANAGING MEMBER,1/2005, 40HRS/MONTH, 4HRS DT, MANAGE GENERAL FARM OPERATIONS. 2.LICENSED INSURANCE AGENT BY STATE OF MISSISSIPPI AUTHORIZED TO DO BUSINESS WITH MULTIPLE INSURANCE COMPANIES. 3.SERVE IN MULTIPLE CAPACITIES WITH THE UNIVERSITY OF SOUTHERN MISSISSIPPI FOUNDATION. COMMENCED IN JULY 2019. APPROXIMATELY 10 HOURS PER QUARTER. -

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-06
S63	Uniform Securities Agent State Law Examination	2006-08-14

S66 Uniform Combined State Law Examination

2008-06-06
S63 Uniform Securities Agent State Law Examination

2006-08-14

Other Names

Strick Strickland
Steve Strickland
Stephen Strickland

View on SEC IAPD