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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-08-22 |
| TX | RA | APPROVED | 2022-08-22 |
Branch Locations
100 Front Street Suite 600, West Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Newark | DE | 04/2014 | 07/2022 |
| Jpmorgan Chase Bank Na | Newark | DE | 03/2014 | 07/2022 |
| Morgan Stanley Smith Barney Llc | West Conshohocken | PA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-29 |
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