James A Reale

Current Employers

Reale Managed Assets, Inc.

Clifton Park, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-04-04
PA	RA	APPROVED	2003-10-24
FL	RA	APPROVED	2003-10-01

NY RA
APPROVED

Since 2022-04-04
PA RA
APPROVED

Since 2003-10-24
FL RA
APPROVED

Since 2003-10-01

Branch Locations

Clifton Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Reale Managed Assets, Inc.	Clifton Park	NY	06/2003	Present
Stonex Securities Inc.	Clifton Park	NY	09/2014	Present

06/2003 → Present

Reale Managed Assets, Inc.

Clifton Park, NY
09/2014 → Present

Stonex Securities Inc.

Clifton Park, NY

Other Businesses

1)REALE MANAGED ASSETS INC, 7 ROBINWOOD DRIVE, CLIFTON PARK, NY 12065, CORPORATION, NATURE OF BUS: REGISTERED INVESTMENT ADVISOR, TITLE: PRESIDENT, 6/04/2003 DUTIES: CHIEF OPERATING OFFICER, TIME SPENT: 90% 2)James A. Reale 7 Robinwood Drive, Clifton Park, NY 12065, Investments, Life Insurance, LTC and Fixed Annuities Business, Investment related, Licensed Financial Representative and Licensed Insurance Agent, 07/01/1999, 10% as Licensed Financial Representative/Licensed Insurance Agent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-08-01
S63	Uniform Securities Agent State Law Examination	1988-02-06

S65 Uniform Investment Adviser Law Examination

1992-08-01
S63 Uniform Securities Agent State Law Examination

1988-02-06