Jerry Walter Stowers

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-11-21

TX RA
APPROVED

Since 2011-11-21

Branch Locations

Fort Worth, TX • United States

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Frisco	TX	02/2008	Present
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	02/2008	Present

02/2008 → Present

Tiaa

Frisco, TX
02/2008 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX

Previous Registrations

2007-08-20 → 2007-10-18

Td Ameritrade, Inc.

Fort Worth, TX
2007-08-20 → 2007-10-18

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-11-18
S66	Uniform Combined State Law Examination	2007-08-17
S63	Uniform Securities Agent State Law Examination	1999-09-24

S65 Uniform Investment Adviser Law Examination

2011-11-18
S66 Uniform Combined State Law Examination

2007-08-17
S63 Uniform Securities Agent State Law Examination

1999-09-24

Other Names

Jerry W Stowers

View on SEC IAPD