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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-03-26 |
| AZ | RA | APPROVED | 2026-02-11 |
| AK | RA | APPROVED | 2026-02-10 |
| ND | RA | APPROVED | 2026-02-10 |
| KY | RA | APPROVED | 2026-02-06 |
| SC | RA | APPROVED | 2026-02-06 |
| IL | RA | APPROVED | 2026-02-05 |
| VA | RA | APPROVED | 2026-02-05 |
| GA | RA | APPROVED | 2026-02-04 |
| RI | RA | APPROVED | 2026-02-04 |
| TX | RA | APPROVED_RES | 2026-02-04 |
| CA | RA | APPROVED | 2026-02-03 |
| DE | RA | APPROVED | 2026-02-03 |
| IN | RA | APPROVED | 2026-02-03 |
| LA | RA | APPROVED | 2026-02-03 |
| ME | RA | APPROVED | 2026-02-03 |
| OK | RA | APPROVED | 2026-02-03 |
Branch Locations
San Francisco, CA • United States
200 Park Avenue, New York, NY 10166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fdx Capital Llc | New York | NY | 09/2015 | 03/2018 |
| James Alpha Management Llc | New York | NY | 09/2015 | 03/2018 |
| Global Financial Private Capital, Llc | Sarasota | FL | 10/2016 | 03/2018 |
| Aristotle Capital Management, Llc | Newport Beach | CA | 03/2018 | 06/2025 |
| Imst Distributors, Llc | Newport Beach | CA | 03/2018 | 10/2023 |
| Foreside Financial Services, Llc | San Francisco | CA | 10/2023 | 06/2025 |
| In Between Positions | San Francisco | CA | 06/2025 | 01/2026 |
| Voya Investment Management | San Francisco | CA | 02/2026 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 02/2026 | Present |
| Voya Investment Management Co. Llc | New York | NY | 02/2026 | Present |
| 550 Laguna Honda Llc | San Francisco | CA | 10/2022 | Present |
1.) 550 Laguna Honda LLC; Investment related; San Francisco, CA 94127; Rental Property; Rental Property Owner; 10/01/2022 ; 0 hour per month; 0 hours per month during trading hours; Rent out inherited house, collect and share rent with other partial owners of property (immediate family). 2.) Rental Property (weekend house); Non Investment Related; Calistoga, CA; Rental property; Owner; Start Date 9/2021; 1 hour per month; rental income
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-04 |
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