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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Angeles | CA | 06/2015 | 06/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 06/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2015 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 08/2024 | Present |
*1980286 - Ballad Music Publishing; Investment related No; Los Angeles, California; Publishing; Publishing of my original music (proprietor, partner, officer, director, employee, trustee, agent); Start Date: 01/01/2006; During business hours: 0; Hours: 5 hrs mthly ; Duties: This is to hold FA original music/art published material I*378245, Entity Type, Entity for Profit, Name of OBA: Adbliday LLC, Address: Los Angeles, CA, 90004, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 11/01/2013, No Hours: 40hrs/Annually, No Hours during trading: 0, Duties: LLC Public Relations/Media.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
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